![]() An individual cannot be an RIA however, the individual could have her own RIA firm. ![]() Now, an individual who works for a RIA isĪn Investment Advisor Representative (IAR).Ī quick Google search for RIA will reveal that many people misuse the term, instead referring to a professional designation for individuals who provide investment advice. What is an RIA (Registered Investment Adviser)?Īlthough it sounds like an individual job title, a Registered Investment Adviser (RIA) refers to a firm that is registered with the Securities and Exchange Commission (SEC) or a state’s securities agency. On to find out more about RIAs and IARs, and when you should properly use each term. ![]() What is an RIA? What is an IAR? Are they used interchangeably? These are frequently asked questions by people who are considering a career in the securities and commodities industry. There are loads of acronyms in the financial services industry.
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